Compliance Officer / MLRO / MLCO
This is a part-time role 20 hours per week.
To be the primary contact, and provide pro-active support to ensure the Company operates in accordance will all legal and regulatory requirements, so as to protect and enhance the reputation of the Company, whilst promoting an overall culture of ‘best practice’ within the letter and spirit of these requirements.
To support the Company in meeting its obligations on the prevention of Money Laundering under local laws and regulations, taking into account the guidelines issued by the JFSC.
Ensure effective management of all compliance matters, whilst keeping fully up to date on all current laws and regulations relevant to GIMB, including data protection, KYC and anti-money laundering requirements.
Maintain and monitor, procedures and processes designed to minimise compliance and regulatory risk and benchmark against ‘best industry practice’.
To constantly review the compliance and regulatory risk framework and prioritise accordingly upon identification of coverage shortcomings.
Assist in identifying the operational, legal and reputational risks to the Company as part of the ‘all risks review’.
To participate, where possible, in industry representative bodies and meetings in order to keep abreast of developments, focus areas and industry best practice.
Assist the Company in furthering strong relationships with the regulator by being the main point of contact for the JFSC.
Conduct regular compliance checks on regulated sales activity of Insurance Employees and offer guidance, support and feedback to address and rectify any areas of weakness.
Report to the Board on a monthly basis whilst reviewing items such as the ‘Breaches’, ‘Complaints’, ‘Policy Exception’ and ‘SAR’ registers.
Salary £30k - £35k depending on the calibre of the candidate.
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